SEC Form 3 · accession 0001094891-18-000132

Allegro Merger Corp. · ALGR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer

Period of report

Jul 2, 2018

Accepted (ET)

Jul 2, 2018 · 5:19 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001720025

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	holding	—	—		—	48,630	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Redeemable Warrant^F4,F2,F3	—	holding	—	—	—	—	—	Common Stock	48,630	—	D
Right^F5,F6	$0.00	holding	—	—	—	—	—	Common Stock	4,863	—	D

F1Includes securities underlying 48,630 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering.
F2Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019.
F3Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.
F4Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share.
F5Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination.
F6If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless.