SEC Form 4 · accession 0001438284-19-000002
MTech Acquisition Corp · MTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
OXFORD ASSET MANAGEMENT LLP
10% Owner
Period of report
Jan 28, 2019
Accepted (ET)
Jan 30, 2019 · 6:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001719893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.0001F1 | Jan 28, 2019 | S | 275 | $10.17 | D | 623,614 | I | See Footnote number 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 relates to Securities held for the account of OxAM Quant Fund Limited, a Cayman Islands exempted company (OxAM). OxAM has in place an Investment Advisory Agreement with OxFORD ASSET MANAGEMENT LLP (OxFORD), pursuant to which OxFORD serves as the investment adviser to OxAM. In such capacity, OxFORD may be deemed to exercise the voting and dispositive power over the Securities held for the account of OxAM. OxFORD disclaims beneficial ownership of the Securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that OxFORD is the beneficial owner of the Securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.