SEC Form 4 · accession 0001209191-18-041144
GigCapital, Inc. · GIG.U
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T Barrett Daniels
Officer — Chief Financial Officer & VP
Period of report
Jul 1, 2018
Accepted (ET)
Jul 3, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001719489
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2018 | D | 5,000 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As previously reported by GigCapital, Inc. (the "Company") in its Current Report on Form 8-K as filed with the Securities and Exchange Commission (the "SEC") on June 11, 2018, effective July 1, 2018 Mr. Daniels resigned as the Vice President and Chief Financial Officer of the Company. As previously disclosed by the Company in its Registration Statement on Form S-1 (Registration No. 333-221581) as declared effective by the SEC on December 7, 2017 (the "Registration Statement"), and the Insider Shares Agreement between the Company and Mr. Daniels filed as Exhibit 10.8 to the Registration Statement, as Mr. Daniels resigned prior to the Company completing its initial business combination, the 5,000 shares were automatically forfeited by Mr. Daniels for no consideration and immediately cancelled by the Company.