SEC Form 3 · accession 0001654954-17-011314
Big Rock Partners Acquisition Corp. · BRPA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert G. Rex
Director
Period of report
Nov 20, 2017
Accepted (ET)
Dec 4, 2017 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001719406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 0 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Rex does not beneficially own any securities of the issuer. However, Mr. Rex has a pecuniary interest in securities of the issuer through his ownership of membership interests of Big Rock Partners Sponsor, LLC. Mr. Rex disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests.
Remarks
Exhibit List Exhibit 24 - Power of Attorney