SEC Form 4 · accession 0001246360-19-000308
Gates Industrial Corp Ltd. · GTES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory F. Kirchhoff
Other
Period of report
Jan 25, 2019
Accepted (ET)
Jan 25, 2019 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001718512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | holding | — | — | — | 15,258 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2 | $6.56 | holding | — | — | — | — | Jul 3, 2024 | Ordinary Shares | 47,423 | 47,423 | D |
| Employee Stock Options (right to buy)F3 | $6.56 | holding | — | — | — | — | May 12, 2026 | Ordinary Shares | 20,324 | 20,324 | D |
Explanation of responses
- F1These Ordinary Shares may be evidenced by Depository Receipts.
- F2The option vests in five equal annual installments beginning on July 3, 2015.
- F3The option vests in five equal annual installments beginning on May 12, 2017.