SEC Form 3 · accession 0000899243-18-001985
Gates Industrial Corp Ltd. · GTES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger C Gaston
Officer — EVP-Human Resources
Period of report
Jan 25, 2018
Accepted (ET)
Jan 25, 2018 · 7:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001718512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | holding | — | — | — | 13,871 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $6.56 | holding | — | — | — | — | Aug 8, 2026 | Ordinary Shares | 67,748 | — | D |
| Stock Options (right to buy)F3 | $7.87 | holding | — | — | — | — | May 2, 2027 | Ordinary Shares | 52,661 | — | D |
Explanation of responses
- F1These Ordinary Shares may be evidenced by Depositary Receipts.
- F2The option vests in five equal annual installments beginning on August 8, 2017.
- F3The option vests in five equal annual installments beginning on May 2, 2018.
Remarks
Exhibit 24 - Power of Attorney