SEC Form 4 · accession 0000899243-18-003785
Regalwood Global Energy Ltd. · RWGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CIEP Sponsor Ltd.
10% Owner
Period of report
Feb 13, 2018
Accepted (ET)
Feb 14, 2018 · 9:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001717961
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Ordinary SharesF1,F2 | — | Feb 13, 2018 | J | 1,125,000 | D | — | — | Class A Ordinary Shares | 1,125,000 | 7,500,000 | D |
Explanation of responses
- F1As described in the issuer's registration statement on Form S-1 (File No. 333-220771) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
- F2This Form 4 reflects the cancellation by the issuer of 1,125,000 Class B ordinary shares, which were automatically surrendered to the issuer for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the election by the underwriters of the issuer's initial public offering not to exercise their option to purchase additional units. .