SEC Form 4 · accession 0001144204-18-045918
Xspand Products Lab, Inc. · XSPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Ferguson
Officer — Chief Executive Officer · Director
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001717556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Aug 20, 2018 | P | 3,000 | $4.98 | A | 1,778,750 | I | Held by Fergo Bros, LLC |
| Common StockF2,F1 | Aug 21, 2018 | P | 2,000 | $5.33 | A | 1,780,750 | D | |
| Common StockF2,F1 | Aug 22, 2018 | P | 1,200 | $5.42 | A | 1,781,950 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,453,500 shares held jointly by Mr. Ferguson's spouse, Lelainya D. Ferguson.
- F2Purchased by Mr. Ferguson's IRA.
- F3Mr. Ferguson is the principal of Fergo Bros, LLC.