SEC Form 4 · accession 0001679688-19-000005
Colony Credit Real Estate, Inc. · CLNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001717547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 1, 2019 | J | 44,399,444 | $0.00 | A | 44,399,444 | I | Colony Capital Operating Company, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B-3 Common StockF1 | — | Feb 1, 2019 | J | 44,399,444 | D | — | — | Class A Common Stock | 44,399,444 | 0 | I |
Explanation of responses
- F1In accordance with the terms of the Class B-3 Common Stock, following the close of trading on February 1, 2019, the 44,399,444 shares of Class B-3 Common Stock held directly by Colony Capital Operating Company, LLC automatically converted into the same number of shares of Class A Common Stock.
- F2Colony Capital Operating Company, LLC is a direct subsidiary and the operating company of Colony Capital, Inc. Colony Capital, Inc. may be deemed to beneficially own the shares of Class A Common Stock directly owned by Colony Capital Operating Company, LLC.