SEC Form 3 · accession 0001140361-19-004393
Venture Lending & Leasing IX, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
May 2, 2018
Accepted (ET)
Mar 5, 2019 · 10:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001717310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 14,130 | I | membership interest (through 501(c)(3) foundation) in sole shareholder of the issuer |
Table II — derivative securities
No Table II lines on this filing.