SEC Form 3 · accession 0001140361-19-004323
Venture Lending & Leasing IX, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay L Cohan
Officer — VP and Assistant Secretary · Other
Period of report
May 2, 2018
Accepted (ET)
Mar 4, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001717310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 163 | I | membership interest (through an IRA) in sole shareholder of the Issuer | |
| Common SharesF1 | holding | — | — | — | 18 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1membership interest in investment adviser to the Issuer; membership interest in sole shareholder of the Issuer
Remarks
membership interest in/control person of investment adviser to the Issuer; membership interest in sole shareholder of the Issuer.