SEC Form 3 · accession 0001716951-18-000052
OFS Credit Company, Inc. · OCCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Ressler
10% Owner
Period of report
Oct 10, 2018
Accepted (ET)
Oct 10, 2018 · 1:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001716951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 225,000 | D | ||
| Common StockF1 | holding | — | — | — | 5,000 | I | Owned by OFS Funding I, LLC | |
| Common StockF2 | holding | — | — | — | 70,000 | I | Owned by Orchard First Source Asset Management, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by Orchard First Source Asset Management, LLC. Mr. Ressler has an ownership interest in Orchard First Source Asset Management, LLC. As a result, Mr. Ressler may be deemed to beneficially own the shares held by OFS Funding I, LLC by virtue of his ownership interest in Orchard First Source Asset Management, LLC and, indirectly, OFS Funding I, LLC.
- F2These shares are held by Orchard First Source Asset Management, LLC. Mr. Ressler has an ownership interest in Orchard First Source Asset Management, LLC. As a result, Mr. Ressler may be deemed to beneficially own the shares held by Orchard First Source Asset Management, LLC.