SEC Form 4 · accession 0000318989-17-000042

Denali Therapeutics Inc. · DNLI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

FIL Ltd

Other

Period of report

Dec 12, 2017

Accepted (ET)

Dec 14, 2017 · 3:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001714899

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 12, 2017	C	1,397,326	—	A	1,814,208	D
Common Stock^F1	Dec 12, 2017	C	28,750	—	A	1,842,958	D
Common Stock^F1	Dec 12, 2017	C	71,875	—	A	1,914,833	D
Common Stock^F1	Dec 12, 2017	C	1,065,616	—	A	1,383,774	I	Asia Ventures III L.P.
Common Stock^F1	Dec 12, 2017	C	21,942	—	A	1,405,716	I	Asia Ventures III L.P.
Common Stock^F1	Dec 12, 2017	C	54,854	—	A	1,460,570	I	Asia Ventures III L.P.
Common Stock^F1	Dec 12, 2017	C	293,204	—	A	380,597	I	Japan Ventures I L.P.
Common Stock^F1	Dec 12, 2017	C	6,027	—	A	386,624	I	Japan Ventures I L.P.
Common Stock^F1	Dec 12, 2017	C	15,068	—	A	401,692	I	Japan Ventures I L.P.
Common Stock^F1	Dec 12, 2017	C	292,303	—	A	379,427	I	FIL Capital Investments (Mauritius) II Limited
Common Stock^F1	Dec 12, 2017	C	6,008	—	A	385,435	I	FIL Capital Investments (Mauritius) II Limited
Common Stock^F1	Dec 12, 2017	C	15,021	—	A	400,456	I	FIL Capital Investments (Mauritius) II Limited
Common Stock^F1	Dec 12, 2017	C	3,755	—	A	4,876	I	Asia Partners III L.P.
Common Stock^F1	Dec 12, 2017	C	77	—	A	4,953	I	Asia Partners III L.P.
Common Stock^F1	Dec 12, 2017	C	193	—	A	5,146	I	Asia Partners III L.P.
Common Stock^F1	Dec 12, 2017	C	662	—	A	859	I	Japan Partners I L.P.
Common Stock^F1	Dec 12, 2017	C	13	—	A	872	I	Japan Partners I L.P.
Common Stock^F1	Dec 12, 2017	C	34	—	A	906	I	Japan Partners I L.P.
Common Stock^F1	Dec 12, 2017	C	1,008	—	A	1,308	I	India Partners II L.P.
Common Stock^F1	Dec 12, 2017	C	20	—	A	1,328	I	India Partners II L.P.
Common Stock^F1	Dec 12, 2017	C	51	—	A	1,379	I	India Partners II L.P.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	1,397,326	D	—	—	Common Stock	1,397,326	D
Series A-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	1,065,616	D	—	—	Common Stock	1,065,616	I
Series A-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	293,204	D	—	—	Common Stock	293,204	I
Series A-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	292,303	D	—	—	Common Stock	292,303	I
Series A-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	3,755	D	—	—	Common Stock	3,755	I
Series A-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	662	D	—	—	Common Stock	662	I
Series A-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	1,008	D	—	—	Common Stock	1,008	I
Series A-2 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	28,750	D	—	—	Common Stock	28,750	D
Series A-2 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	21,942	D	—	—	Common Stock	21,942	I
Series A-2 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	6,027	D	—	—	Common Stock	6,027	I
Series A-2 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	6,008	D	—	—	Common Stock	6,008	I
Series A-2 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	77	D	—	—	Common Stock	77	I
Series A-2 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	13	D	—	—	Common Stock	13	I
Series A-2 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	20	D	—	—	Common Stock	20	I
Series B-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	71,875	D	—	—	Common Stock	71,875	D
Series B-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	54,854	D	—	—	Common Stock	54,854	I
Series B-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	15,068	D	—	—	Common Stock	15,068	I
Series B-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	15,021	D	—	—	Common Stock	15,021	I
Series B-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	193	D	—	—	Common Stock	193	I
Series B-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	34	D	—	—	Common Stock	34	I
Series B-1 Convertible Preferred Stock^F1	—	Dec 12, 2017	C	51	D	—	—	Common Stock	51	I

Explanation of responses

F1On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Remarks

Remark 1: Pandanus Partners, L.P. ("Pandanus") owns shares of FIL Limited ("FIL") voting stock. While the percentage of total voting power represented by these shares of FIL voting stock may fluctuate as a result of changes in the total number of shares of FIL voting stock outstanding from time to time, it normally represents more than 25% and less than 48.5% of the total votes which may be cast by all holders of FIL voting stock. Pandanus Associates, Inc. ("PAI") acts as general partner of Pandanus. Pandanus is owned by trusts for the benefit of members of the Johnson family, including FIL's Chairman Abigail P. Johnson, but disclaims that any such member is a beneficial owner of the securities reported on this form. The address of Pandanus is c/o FIL Limited, 42 Crow Lane, Hamilton, Bermuda, HM19. Remark 2: The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the undersigned are the beneficial owners of any securities reported herein Remark 3: The general partner of Asia Ventures III L.P. is Asia Partners III L.P. The general partner of Japan Ventures I L.P. is Japan Partners I L.P. FIL Capital Investments (Mauritius) II Limited is wholly owned by FIL India Ventures II L.P., the general partners of which are India Partners II L.P. and FIL Management India Ventures (Mauritius) Limited. The general partner of Asia Partners III L.P., Japan Partners I L.P. and India Partners II L.P. is FIL Capital Management Ltd., a wholly owned subsidiary of FIL. FIL Management India Ventures (Mauritius) Limited is wholly owned by FIL Asia Ventures Limited, a wholly owned subsidiary of FIL.