SEC Form 4 · accession 0000950142-17-001962

Mosaic Acquisition Corp. · MOSC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director · 10% Owner

Period of report

Nov 3, 2017

Accepted (ET)

Nov 7, 2017 · 9:29 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001713952

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Ordinary Share^F1	Nov 3, 2017	P$0	25,000	—	A	25,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants^F1,F2	$11.50	Nov 3, 2017	P	8,333	A	—	—	Class A Ordinary Share	8,333	8,333	D

F1On November 3, 2017, Mr. Maura acquired, at a weighted average price of $10.19 per unit, 25,000 units, with each unit (a "Unit") consisting of (i) one Class A ordinary share, par value $0.0001 per share (the "Class A Shares"), of Mosaic Acquisition Corp. (the "Company") and (ii) one-third of one warrant (the "Warrants"). The Units were purchased in multiple transactions at prices ranging from $10.18 to $10.20, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units acquired at each separate price within the range set forth above.
F2Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised only during the period (i) commencing on the later of (a) date that is 30 days after the first date on which the Company completes a business combination and (b) October 23, 2018 and (ii) expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation.