SEC Form 4 · accession 0001209191-19-005486
Rafael Holdings, Inc. · RFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Menachem Ash
Officer — President
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 1:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001713863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, par value $.01 per shareF1 | Jan 24, 2019 | A | 70,718 | $0.00 | A | 137,083 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of 6,933 shares of Class B Common Stock owned directly, 1,232 fully vested restricted shares of Class B Common Stock, 58,200 restricted shares of Class B Common Stock that vest as follows: 19,400 on each of March 26, 2019, March 26, 2020 and March 26, 2021, and 70,718 restricted shares of Class B Common Stock that vest as follows: 14,144 on each of January 24, 2020, January 24, 2021 and January 24, 2022, and 14,143 on each of January 24, 2023 and January 24, 2024.