SEC Form 4 · accession 0001209191-19-004508

Rafael Holdings, Inc. · RFL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Howard S Jonas

Officer — CHIEF EXECUTIVE OFFICER · Director · 10% Owner

Period of report

Jan 18, 2019

Accepted (ET)

Jan 18, 2019 · 2:49 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001713863

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class B Common Stock, par value $.01 per share	Jan 18, 2019	A	1,254,200	$6.89	A	1,265,804	D
Class A Common Stock, par value $.01 per share	holding	—	—		—	787,163	I	By Howard S. Jonas 2017 Annuity Trust
Class B Common Stock, par value $.01 per share	holding	—	—		—	1,223,896	I	By Howard S. Jonas 2017 Annuity Trust
Class B Common Stock, par value $.01 per share^F2	holding	—	—		—	91,057	I	By Trust FBO Michael Jonas
Class B Common Stock, par value $.01 per share^F2	holding	—	—		—	173,439	I	By Trust FBO Joseph Jonas
Class B Common Stock, par value $.01 per share^F2	holding	—	—		—	172,902	I	By Trust FBO Tamar Jonas
Class B Common Stock, par value $.01 per share^F2	holding	—	—		—	173,274	I	By Trust FBO Rachel Jonas
Class B Common Stock, par value $.01 per share^F2	holding	—	—		—	173,909	I	By Trust FBO Liora Jonas
Class B Common Stock, par value $.01 per share^F2	holding	—	—		—	171,820	I	By Trust FBO David Jonas
Class B Common Stock, par value $.01 per share^F2	holding	—	—		—	173,532	I	By Trust FBO Samuel Jonas
Class B Common Stock, par value $.01 per share^F2	holding	—	—		—	173,056	I	By Trust FBO Jonathan Jonas
Class B Common Stock, par value $.01 per share^F2	holding	—	—		—	179,701	I	By Trust FBO Miriam Jonas
Class B Common Stock, par value $.01 per share	holding	—	—		—	778	I	Custodial for Son (Joseph)
Class B Common Stock, par value $.01 per share	holding	—	—		—	778	I	Custodial for Daughter (Rachel)
Class B Common Stock, par value $.01 per share	holding	—	—		—	778	I	Custodial for Daughter (Tamar)
Class B Common Stock, par value $.01 per share	holding	—	—		—	778	I	Custodial for Daughter (Miriam)
Class B Common Stock, par value $.01 per share	holding	—	—		—	778	I	Custodial for Son (Jonathan)
Class B Common Stock, par value $.01 per share	holding	—	—		—	98,820	I	By The Jonas Foundation

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The Reporting Person purchased these shares from the Company.
F2These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is the trustee of the trust. Mr. Jonas disclaims beneficial ownership of these shares and does not exercise or share voting or dispositive power or investment control of these shares.