SEC Form 4 · accession 0001209191-18-043421
Rafael Holdings, Inc. · RFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Menachem Ash
Officer — President
Period of report
Jul 18, 2018
Accepted (ET)
Jul 20, 2018 · 8:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001713863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, par value $.01 per shareF1 | Jul 18, 2018 | F | 643 | $9.37 | D | 66,365 | D | |
| Class B Common Stock, par value $.01 per shareF2 | holding | — | — | — | 1,281 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of 6,933 shares of Class B Common Stock owned directly, 1,232 fully vested restricted shares of Class B Common Stock, and 58,200 restricted shares of Class B Common Stock that vest as follows: 19,400 on each of March 26, 2019, March 26, 2020 and March 26, 2021.
- F2As of June 30, 2018.