SEC Form 4 · accession 0001209191-18-021934

Rafael Holdings, Inc. · RFL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Howard S Jonas

Officer — CHIEF EXECUTIVE OFFICER · Director · 10% Owner

Period of report

Mar 26, 2018

Accepted (ET)

Mar 28, 2018 · 5:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001713863

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock, par value $.01 per share	Mar 26, 2018	J	787,163	$0.00	D	0	I	IDT CORPORATION
Class B Common Stock, par value $.01 per share	Mar 26, 2018	J	11,639,901	$0.00	D	0	I	IDT CORPORATION
Class B Common Stock, par value $.01 per share^F2	holding	—	—		—	142	D
Class B Common Stock, par value $.01 per share	holding	—	—		—	225,556	I	By Howard S, Jonas 2014 Annuity Trust
Class B Common Stock, par value $.01 per share^F3	holding	—	—		—	91,058	I	By Trust FBO Michael Jonas
Class B Common Stock, par value $.01 per share^F3	holding	—	—		—	173,439	I	By Trust FBO Joseph Jonas
Class B Common Stock, par value $.01 per share^F3	holding	—	—		—	172,901	I	By Trust FBO Tamar Jonas
Class B Common Stock, par value $.01 per share^F3	holding	—	—		—	173,274	I	By Trust FBO Rachel Jonas
Class B Common Stock, par value $.01 per share^F3	holding	—	—		—	173,908	I	By Trust FBO Leora Jonas
Class B Common Stock, par value $.01 per share^F3	holding	—	—		—	171,819	I	By Trust FBO David Jonas
Class B Common Stock, par value $.01 per share^F3	holding	—	—		—	173,531	I	By Trust FBO Samuel Jonas
Class B Common Stock, par value $.01 per share^F3	holding	—	—		—	173,056	I	By Trust FBO Jonathan Jonas
Class B Common Stock, par value $.01 per share^F3	holding	—	—		—	179,700	I	By Trust FBO Miriam Jonas
Class B Common Stock, par value $.01 per share	holding	—	—		—	778	I	Custodial for Son (Joseph)
Class B Common Stock, par value $.01 per share	holding	—	—		—	778	I	Custodial for Daughter (Rachel)
Class B Common Stock, par value $.01 per share	holding	—	—		—	778	I	Custodial for Daughter (Tamar)
Class B Common Stock, par value $.01 per share	holding	—	—		—	778	I	Custodial for Daughter (Miriam)
Class B Common Stock, par value $.01 per share	holding	—	—		—	778	I	Custodial for Son (Jonathan)
Class B Common Stock, par value $.01 per share	holding	—	—		—	98,820	I	By The Jonas Foundation
Class B Common Stock, par value $.01 per share	holding	—	—		—	868,138	I	By Howard S, Jonas 2017 Annuity Trust
Class B Common Stock, par value $.01 per share	holding	—	—		—	1,849	I	By 401(k) Plan
Class A Common Stock, par value $.01 per share	holding	—	—		—	787,163	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1IDT Corporation distributed the shares to its shareholders on a pro rata basis.
F2Includes 23,208 shares which vest on January 5, 2019.
F3These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is the trustee of the trust. Mr. Jonas disclaims beneficial ownership of these shares and does not exercise or share voting or dispositive power or investment control of these shares.