SEC Form 4 · accession 0001193125-26-399248
Rafael Holdings, Inc. · RFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Polinsky
Officer — Chief Financial Officer
Period of report
Sep 21, 2026
Accepted (ET)
Sep 23, 2026 · 2:36 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001713863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, par value $.01 per shareF1,F2 | Sep 21, 2026 | F | 2,027 | $2.025 | D | 297,084 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.
- F2Consists of 183,334 shares held directly and 113,750 unvested restricted shares that vest as follows: 6,250 on December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; 25,000 on each of January 13, 2027, January 13, 2028 and January 13, 2029; and 12,500 on January 30, 2030.