SEC Form 4 · accession 0001193125-26-328798
Rafael Holdings, Inc. · RFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard S Jonas
Officer — Exec Chairman, CEO & President · Director · 10% Owner
Period of report
Jul 29, 2026
Accepted (ET)
Jul 31, 2026 · 4:54 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001713863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, $.01 par value per shareF1,F2 | Jul 29, 2026 | A | 54,945 | $2.73 | A | 512,030 | D | |
| Class B Common Stock, $.01 par value per share | holding | — | — | — | 98,820 | I | By The Jonas Foundation | |
| Class B Common Stock, $.01 par value per share | holding | — | — | — | 563,538 | I | By Debbie Y. Jonas 2018 Dynasty Trust | |
| Class B Common Stock, $.01 par value per share | holding | — | — | — | 12,299,207 | I | By HSJ 2019 Remainder Trust | |
| Class B Common Stock, $.01 par value per share | holding | — | — | — | 457,031 | I | By Genie A Partners, L.P. | |
| Class B Common Stock, $.01 par value per share | holding | — | — | — | 324,219 | I | IDT A Partners, L.P. | |
| Class A Common Stock, $.01 par value per shareF3 | holding | — | — | — | 787,163 | I | By Rafael A Partners, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock that vests as follows: 13,737 on September 13, 2026 and 13,736 on each of December 13, 2026, March 13, 2027 and June 13, 2027.
- F2Consists of 239,228 vested restricted shares of Class B Common Stock and 272,802 unvested restricted shares of Class B Common Stock that shall vest as follows: 49,452 shall vest on September 13, 2026; 49,450 shall vest on each of December 13, 2026, March 13, 2027 and June 13, 2027; and 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030.
- F3The Reporting Person is the sole manager of the sole general partner of the limited partnership and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership.