SEC Form 4 · accession 0001209191-19-017530
Zscaler, Inc. · ZS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew William Fraser Brown
Director
Period of report
Mar 5, 2019
Accepted (ET)
Mar 6, 2019 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001713683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2019 | M | 2,000 | $4.125 | A | 7,782 | D | |
| Common Stock | Mar 5, 2019 | S | 2,000 | $57.00 | D | 5,782 | D | |
| Common StockF2 | holding | — | — | — | 48,813 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $4.125 | Mar 5, 2019 | M | 2,000 | D | — | Oct 14, 2025 | Common Stock | 2,000 | 126,333 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2018.
- F2The shares are held of record by the Andrew W.F. Brown 2017 Grantor Retained Annuity Trust for which the reporting person's spouse serves as a trustee.
- F3The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on November 14, 2015.