SEC Form 4 · accession 0001209191-19-010436
Zscaler, Inc. · ZS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amit Sinha
Officer — CTO & EVP of Eng/Cloud Ops · Director
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001713683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 12, 2019 | S | 84,500 | $50.1773 | D | 946,412 | I | See footnote |
| Common StockF4,F3 | Feb 13, 2019 | S | 3,605 | $50.2532 | D | 942,807 | I | See footnote |
| Common StockF5,F3 | Feb 14, 2019 | S | 1,500 | $49.268 | D | 941,307 | I | See footnote |
| Common StockF6,F3 | Feb 14, 2019 | S | 15,202 | $50.0661 | D | 926,105 | I | See footnote |
| Common Stock | holding | — | — | — | 126,562 | D | ||
| Common StockF7 | holding | — | — | — | 421,059 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) to this Form 4.
- F3The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.
- F4The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $50.02 to $50.75, inclusive.
- F5The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $49.61, inclusive.
- F6The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $49.71 to $50.30, inclusive.
- F7The shares are held of record by the ADRR Trust for which Neha Kumar serves as trustee.