SEC Form 4 · accession 0001209191-19-008341
Zscaler, Inc. · ZS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Manoj Apte
Officer — Chief Strategy Officer
Period of report
Feb 1, 2019
Accepted (ET)
Feb 7, 2019 · 8:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001713683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 1, 2019 | S | 45,438 | $47.7676 | D | 183,547 | I | See footnote |
| Common StockF4,F3 | Feb 1, 2019 | S | 35,106 | $48.1743 | D | 148,441 | I | See footnote |
| Common StockF5,F3 | Feb 4, 2019 | S | 15,000 | $49.1807 | D | 133,441 | I | See footnote |
| Common Stock | holding | — | — | — | 114,062 | D | ||
| Common StockF6 | holding | — | — | — | 13,132 | I | See footnote | |
| Common StockF7 | holding | — | — | — | 132 | I | See footnote | |
| Common StockF8 | holding | — | — | — | 138,594 | I | See footnote | |
| Common StockF9 | holding | — | — | — | 141,784 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 28, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.05 to $48.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.
- F3The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.05 to $48.37, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.02 to $49.31, inclusive.
- F6The shares are held directly by the reporting person's mother-in-law.
- F7The shares are held directly by the reporting person's father-in-law.
- F8The shares are held directly by the Manoj Apte 2017 GRAT for which the reporting person serves as trustee.
- F9The shares are held directly by the Lalite Godbole 2017 GRAT for which the reporting person's spouse serves as trustee.