SEC Form 4 · accession 0001209191-19-003359
Zscaler, Inc. · ZS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Manoj Apte
Officer — Chief Strategy Officer
Period of report
Jan 8, 2019
Accepted (ET)
Jan 10, 2019 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001713683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jan 8, 2018 | S | 800 | $45.00 | D | 243,185 | I | See footnote |
| Common StockF4,F3 | Jan 10, 2018 | S | 14,200 | $45.0116 | D | 228,985 | I | See footnote |
| Common StockF6 | Jan 8, 2018 | S | 700 | $45.00 | D | 27,432 | I | See footnote |
| Common StockF7,F6 | Jan 10, 2018 | S | 14,300 | $45.0067 | D | 13,132 | I | See footnote |
| Common Stock | holding | — | — | — | 114,062 | D | ||
| Common StockF8 | holding | — | — | — | 132 | I | See footnote | |
| Common StockF9,F10 | holding | — | — | — | 138,594 | I | See footnote | |
| Common StockF11,F12 | holding | — | — | — | 141,784 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 28, 2018.
- F10The shares are held directly by the Apte GRAT.
- F11Excludes 18,216 shares previously held by the Godbole GRAT which were re-registered to the Family Trust effective as of December 18, 2018.
- F12The shares are held directly by the Godbole GRAT.
- F2Includes 17,806 shares previously held by the Manoj Apte 2017 GRAT (the "Apte GRAT") and 18,216 shares previously held by the Lalita Godbole 2017 GRAT (the "Godbole GRAT") which were re-registered effective as of December 18, 2018 to the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees (the "Family Trust").
- F3The shares are held directly by the Family Trust.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (7) to this Form 4.
- F5The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018.
- F6The shares are held directly by the reporting person's mother-in-law.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.09, inclusive.
- F8The shares are held directly by the reporting person's father-in-law.
- F9Excludes 17,806 shares previously held by the Apte GRAT which were re-registered to the Family Trust effective as of December 18, 2018.