SEC Form 4 · accession 0001209191-18-061582
Zscaler, Inc. · ZS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amit Sinha
Officer — CTO & EVP of Eng/Cloud Ops · Director
Period of report
Dec 6, 2018
Accepted (ET)
Dec 7, 2018 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001713683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 6, 2018 | S | 2,323 | $38.3844 | D | 1,116,659 | I | See footnote |
| Common StockF4,F3 | Dec 6, 2018 | S | 899 | $40.9251 | D | 1,115,760 | I | See footnote |
| Common StockF5,F3 | Dec 6, 2018 | S | 1,285 | $42.0346 | D | 1,114,475 | I | See footnote |
| Common StockF6,F3 | Dec 6, 2018 | S | 300 | $42.8733 | D | 1,114,175 | I | See footnote |
| Common Stock | holding | — | — | — | 125,000 | D | ||
| Common StockF7 | holding | — | — | — | 421,059 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.30 to $39.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) to this Form 4.
- F3The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.59 to $41.47, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.67 to $42.63, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.81 to $42.91, inclusive.
- F7The shares are held of record by the ADRR Trust for which Neha Kumar serves as trustee.