SEC Form 4 · accession 0001209191-18-051108

Zscaler, Inc. · ZS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Manoj Apte

Officer — Chief Strategy Officer

Period of report

Sep 12, 2018

Accepted (ET)

Sep 14, 2018 · 5:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001713683

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 12, 2018	G	339,051	$0.00	D	0	D
Common Stock^F1	Jun 12, 2018	G	339,051	$0.00	A	339,051	I	See footnote
Common Stock^F3,F1	Sep 12, 2018	S	43,863	$41.0731	D	295,188	I	See footnote
Common Stock^F4,F1	Sep 12, 2018	S	15,517	$41.986	D	279,671	I	See footnote
Common Stock^F5,F1	Sep 12, 2018	S	6,164	$42.7844	D	273,507	I	See footnote
Common Stock^F6,F7	Sep 13, 2018	S	27,689	$42.4418	D	7,443	I	See footnote
Common Stock^F8,F7	Sep 13, 2018	S	7,311	$43.0072	D	132	I	See footnote
Common Stock^F9,F10	Sep 13, 2018	S	6,946	$42.5359	D	28,186	I	See footnote
Common Stock^F10	Sep 13, 2018	S	54	$43.10	D	28,132	I	See footnote
Common Stock^F11	holding	—	—		—	156,400	I	See footnote
Common Stock^F12	holding	—	—		—	160,000	I	See footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.
F10The shares are held directly by the reporting person's mother-in-law.
F11The shares are held directly by the Manoj Apte 2017 GRAT for which the reporting person serves as trustee.
F12The shares are held directly by the Lalita Godpole 2017 GRAT for which the reporting person's spouse serves as trustee.
F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.56 to $41.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (8) and (9) to this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.56 to $42.55, inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.56 to $43.22, inclusive.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.90 to $42.89, inclusive.
F7The shares are held directly by the reporting person's father-in-law.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.905 to $43.19, inclusive.
F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $43.08, inclusive.