SEC Form 4 · accession 0000899243-18-008209

Zscaler, Inc. · ZS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

Period of report

Mar 20, 2018

Accepted (ET)

Mar 20, 2018 · 9:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001713683

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3,F4	Mar 20, 2018	C	18,355,419	—	A	21,566,041	I	See footnote.
Common Stock^F1,F2,F3,F5	Mar 20, 2018	C	8,111,655	—	A	8,258,491	I	See footnote.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A Convertible Preferred Stock^F4,F1	—	Mar 20, 2018	C	11,507,318	D	—	—	Common Stock	11,507,318	I
Series A Convertible Preferred Stock^F5,F1	—	Mar 20, 2018	C	3,337,488	D	—	—	Common Stock	3,337,488	I
Series B Convertible Preferred Stock^F4,F2	—	Mar 20, 2018	C	6,396,395	D	—	—	Common Stock	6,396,395	I
Series B Convertible Preferred Stock^F5,F2	—	Mar 20, 2018	C	4,459,259	D	—	—	Common Stock	4,459,259	I
Series C Convertible Preferred Stock^F4,F3	—	Mar 20, 2018	C	451,706	D	—	—	Common Stock	451,706	I
Series C Convertible Preferred Stock^F5,F3	—	Mar 20, 2018	C	314,908	D	—	—	Common Stock	314,908	I

F1The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F2The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F3The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F4The shares are held of record by The CJCP Trust for which Mr. Mangal serves as trustee.
F5The shares are held of record by The CKS Trust for which Mr. Mangal serves as trustee.