SEC Form 4 · accession 0000899243-18-008205
Zscaler, Inc. · ZS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lane Bess
Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 20, 2018 · 9:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001713683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 20, 2018 | C | 164,609 | — | A | 2,082,417 | I | See footnote. |
| Common StockF2 | Mar 20, 2018 | P | 109,375 | $16.00 | A | 2,191,792 | I | See footnote. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF2,F1 | — | Mar 20, 2018 | C | 164,609 | D | — | — | Common Stock | 164,609 | 0 | I |
Explanation of responses
- F1The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- F2The shares are held of record by the Lane M. and Leticia L. Bess Family Trust UAD 8/16/2006 for which the reporting person serves as a trustee.