SEC Form 4 · accession 0000899243-18-008203

Zscaler, Inc. · ZS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

Officer — President, CEO & Chairman · Director · 10% Owner

Period of report

Mar 20, 2018

Accepted (ET)

Mar 20, 2018 · 8:58 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001713683

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F3,F4	Mar 20, 2018	C	2,127,760	—	A	2,177,994	D
Common Stock^F1,F3,F4,F2	Mar 20, 2018	C	23,040,199	—	A	24,617,379	I	See footnote.
Common Stock^F5	holding	—	—		—	33,333	I	See footnote.
Common Stock^F6	holding	—	—		—	13,332	I	See footnote.
Common Stock^F7	holding	—	—		—	6,666	I	See footnote.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A Convertible Preferred Stock^F1	—	Mar 20, 2018	C	875,453	D	—	—	Common Stock	875,453	D
Series A Convertible Preferred Stock^F1,F2	—	Mar 20, 2018	C	9,479,740	D	—	—	Common Stock	9,479,740	I
Series B Convertible Preferred Stock^F3	—	Mar 20, 2018	C	1,169,704	D	—	—	Common Stock	1,169,704	D
Series B Convertible Preferred Stock^F3,F2	—	Mar 20, 2018	C	12,665,999	D	—	—	Common Stock	12,665,999	I
Series C Convertible Preferred Stock^F4	—	Mar 20, 2018	C	82,603	D	—	—	Common Stock	82,603	D
Series C Convertible Preferred Stock^F4,F2	—	Mar 20, 2018	C	894,460	D	—	—	Common Stock	894,460	I

F1The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F2The shares are held of record by P. Jyoti Chaudhry.
F3The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F4The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F5The shares are held of record by The Chaudhry Family Trust dated August 1, 2014 for which Surjit Kaur serves as trustee.
F6The shares are held of record by The Chaudhry Family Trust f/b/o Manpreet Bains for which Ms. Kaur serves as trustee.
F7The shares are held of record by The P. Jyoti Chaudhry Family Trust dated March 1, 2000 for which Ms. Kaur serves as trustee.