SEC Form 3 · accession 0001615774-17-005917
CM Seven Star Acquisition Corp · CMSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shareholder Value Fund
10% Owner
Period of report
Oct 25, 2017
Accepted (ET)
Oct 26, 2017 · 6:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001713539
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 4,900,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rights to Acquire Ordinary SharesF1,F2 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 47,500 | — | D |
| WarrantsF3,F4 | $11.50 | holding | — | — | — | — | — | Ordinary Shares | 237,500 | — | D |
Explanation of responses
- F1The rights convert into ordinary shares upon the closing of a business combination.
- F2The rights will terminate on the earlier of (i) the date of their conversion into ordinary shares upon the closing of a business combination, and (ii) the dissolution of the registrant.
- F3The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
- F4The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.