SEC Form 3 · accession 0001615774-17-005915

CM Seven Star Acquisition Corp · CMSS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman and CEO · Director · 10% Owner

Period of report

Oct 25, 2017

Accepted (ET)

Oct 25, 2017 · 9:58 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001713539

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares	holding	—	—		—	100,000	D
Ordinary Shares^F1	holding	—	—		—	4,900,000	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Rights to Acquire Ordinary Shares^F4,F2,F3	$0.00	holding	—	—	—	—	—	Ordinary Shares	47,500	—	I
Warrants^F7,F5,F6	$11.50	holding	—	—	—	—	—	Ordinary Shares	237,500	—	I

F1These shares represent the shares held by Shareholder Value Fund. Bing Lin is a director of Shareholder Value Fund.
F2The rights convert into ordinary shares upon the closing of a business combination.
F3The rights will terminate on the earlier of (i) the date of their conversion into ordinary shares upon the closing of a business combination, and (ii) the dissolution of the registrant.
F4These securities represent the securities held by Shareholder Value Fund. Bing Lin is a director of Shareholder Value Fund.
F5The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
F6The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
F7These securities represent the securities held by Shareholder Value Fund. Bing Lin is a director of Shareholder Value Fund.