SEC Form 4 · accession 0001209191-19-018594

GreenSky, Inc. · GSKY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 7, 2019

Accepted (ET)

Mar 11, 2019 · 7:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001712923

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A common stock^F1	Mar 7, 2019	A	15,936	$0.00	A	78,436	D
Class B common stock^F2,F3	holding	—	—		—	2,191,852	I	By QED Fund II, LP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Holdco Units^F3,F4	—	holding	—	—	—	—	—	Class A common stock	2,191,852	2,191,852	I

F1Grant of restricted stock, which will vest on March 7, 2020.
F2The Class B common stock entitles holders to ten votes per share, votes as a single class with the Class A common stock, has no economic rights and is subject to forfeiture upon exchange of the Reporting Person's Holdco Units as described below.
F3QED Fund II, LP is managed by QED Partners II, LLC, of which Mr. Morris is the managing partner.
F4Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the Holdco Units may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option.