SEC Form 4 · accession 0001209191-19-018586
GreenSky, Inc. · GSKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ritesh Gupta
Officer — EVP, Operations
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001712923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Mar 7, 2019 | A | 2,758 | $0.00 | A | 41,358 | D | |
| Class A common stockF2 | Mar 7, 2019 | A | 33,297 | $0.00 | A | 74,655 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $12.55 | Mar 7, 2019 | A | 56,819 | A | — | Mar 7, 2029 | Class A common stock | 56,819 | 56,819 | D |
Explanation of responses
- F1Grant of restricted stock, which will vest in three substantially equal installments on March 7, 2020, March 7, 2021, and March 7, 2022.
- F2Grant of restricted stock, which will vest in four substantially equal installments on March 7, 2020, March 7, 2021, March 7, 2022, and March 7, 2023.
- F3The stock option vests in four substantially equal installments on March 7, 2020, March 7, 2021, March 7, 2022, and March 7, 2023.