SEC Form 4 · accession 0001712184-18-000195
Liberty Latin America Ltd. · LILA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Noyes
Officer — SVP, CHIEF FINANCIAL OFFICER
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001712184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1 | Aug 1, 2018 | M | 185 | — | A | 3,424 | D | |
| Class A Common Shares | Aug 1, 2018 | F | 54 | $18.73 | D | 3,370 | D | |
| Class C Common SharesF1 | Aug 1, 2018 | M | 370 | — | A | 7,392 | D | |
| Class C Common Shares | Aug 1, 2018 | F | 108 | $19.03 | D | 7,284 | D | |
| Class C Common SharesF2 | holding | — | — | — | 939 | I | By 401(k) Plan | |
| Class C Common Shares | holding | — | — | — | 753 | I | By Liberty Global 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units AF1,F3 | — | Aug 1, 2018 | M | 185 | D | — | — | Class A Common Shares | 185 | 1,477 | D |
| Restricted Share Units CF1,F3 | — | Aug 1, 2018 | M | 370 | D | — | — | Class C Common Shares | 370 | 2,954 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be.
- F2The Reporting Person received 939 shares contributed by Issuer under its 401(k) Plan as of June 30, 2018.
- F3The Restricted Share Units provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2017.
Remarks
The trading symbols for the Issuer's classes of common shares are LILA, LILAB, and LILAK.