SEC Form 4 · accession 0001712184-18-000180
Liberty Latin America Ltd. · LILA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Gould
Director
Period of report
Jun 6, 2018
Accepted (ET)
Jun 8, 2018 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001712184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Jun 6, 2018 | M | 262 | $14.21 | A | 89,126 | D | |
| Class A Common Shares | Jun 6, 2018 | M | 655 | $15.79 | A | 89,781 | D | |
| Class A Common SharesF1 | Jun 6, 2018 | S | 645 | $22.0437 | D | 89,136 | D | |
| Class C Common Shares | Jun 6, 2018 | M | 522 | $14.21 | A | 172,780 | D | |
| Class C Common Shares | Jun 6, 2018 | M | 261 | $14.86 | A | 173,041 | D | |
| Class C Common Shares | Jun 6, 2018 | M | 1,304 | $15.53 | A | 174,345 | D | |
| Class C Common Shares | Jun 6, 2018 | M | 652 | $16.24 | A | 174,997 | D | |
| Class C Common SharesF2 | Jun 6, 2018 | S | 1,922 | $22.0608 | D | 173,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option A (right to buy)F3 | $14.21 | Jun 6, 2018 | M | 262 | D | — | Jun 12, 2018 | Class A Common Shares | 262 | 0 | D |
| Share Option A (right to buy)F3 | $15.79 | Jun 6, 2018 | M | 655 | D | — | Jun 12, 2018 | Class A Common Shares | 655 | 0 | D |
| Share Option C (right to buy)F3 | $14.21 | Jun 6, 2018 | M | 522 | D | — | Jun 12, 2018 | Class C Common Shares | 522 | 0 | D |
| Share Option C (right to buy)F3 | $14.86 | Jun 6, 2018 | M | 261 | D | — | Jun 12, 2018 | Class C Common Shares | 261 | 0 | D |
| Share Option C (right to buy)F3 | $15.53 | Jun 6, 2018 | M | 1,304 | D | — | Jun 12, 2018 | Class C Common Shares | 1,304 | 0 | D |
| Share Option C (right to buy)F3 | $16.24 | Jun 6, 2018 | M | 652 | D | — | Jun 12, 2018 | Class C Common Shares | 652 | 0 | D |
Explanation of responses
- F1The price reflects a weighted average of sales made at prices ranging from $22.04 to $22.048. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission,the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F2The price reflects a weighted average of sales made at prices ranging from $22.06 to $22.0648. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission,the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F3The option is immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of common shares are LILA, LILAB, and LILAK.