SEC Form 4 · accession 0001712184-18-000149
Liberty Latin America Ltd. · LILA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Noyes
Officer — SVP, CHIEF FINANCIAL OFFICER
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001712184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1 | May 1, 2018 | M | 185 | — | A | 3,293 | D | |
| Class A Common Shares | May 1, 2018 | F | 54 | $18.63 | D | 3,239 | D | |
| Class C Common SharesF1 | May 1, 2018 | M | 369 | — | A | 7,129 | D | |
| Class C Common Shares | May 1, 2018 | F | 107 | $18.24 | D | 7,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Appreciation Rights AF2 | $18.63 | May 1, 2018 | A | 28,935 | A | — | May 1, 2025 | Class A Common Shares | 28,935 | 28,935 | D |
| Share Appreciation Rights CF2 | $18.24 | May 1, 2018 | A | 57,870 | A | — | May 1, 2025 | Class C Common Shares | 57,870 | 57,870 | D |
| Restricted Share Units AF1,F3 | — | May 1, 2018 | M | 185 | D | — | — | Class A Common Shares | 185 | 1,662 | D |
| Restricted Share Units CF1,F3 | — | May 1, 2018 | M | 369 | D | — | — | Class C Common Shares | 369 | 3,324 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
- F2The SARs provide for vesting of 12.5% of the shares on November 1, 2018, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2019.
- F3The Restricted Share Units provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2017.
Remarks
The trading symbols for the Issuer's classes of common shares are LILA, LILAB, and LILAK.