SEC Form 4 · accession 0001209191-18-047199
CURO Group Holdings Corp. · CURO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Gene Pittman
Officer — EVP & Chief Information Off.
Period of report
Aug 15, 2018
Accepted (ET)
Aug 16, 2018 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001711291
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2018 | M | 51,596 | $0.85 | A | 144,141 | D | |
| Common StockF1,F3,F2 | Aug 15, 2018 | S | 51,596 | $26.52 | D | 92,545 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1,F4 | $0.85 | Aug 15, 2018 | M | 51,596 | D | — | Jan 1, 2019 | Common Stock | 51,596 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2018.
- F2Includes 92,545 shares of common stock underlying restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal installments on each of December 31, 2018, 2019 and 2020.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.27 to $26.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F4The option was immediately exercisable.