SEC Form 4 · accession 0001209191-18-032672
CURO Group Holdings Corp. · CURO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chadwick Heath Faulkner
Director · 10% Owner
Period of report
May 21, 2018
Accepted (ET)
May 23, 2018 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001711291
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 21, 2018 | S | 250,001 | $23.00 | D | 3,191,779 | I | See footnote |
| Common StockF3 | May 21, 2018 | S | 250,001 | $23.00 | D | 3,191,743 | I | See footnote |
| Common StockF4 | holding | — | — | — | 14,285 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the secondary offering of the Issuer's common stock by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and prospectus supplement, each dated May 16, 2018 (the "Secondary Offering"), each of the Exempt Family Trust c/u Leah M. Faulkner 2017 Dynasty Trust (the "Leah Faulkner Trust") and the Exempt Family Trust c/u Chadwick H. Faulkner 2017 Dynasty Trust (the "Chad Faulkner Trust") sold shares of the Issuer's common stock in the amounts shown in the above table. The Secondary Offering closed on May 21, 2018.
- F2The shares are held directly by the Leah Faulkner Trust. Mr. Faulkner is the adviser of the Leah Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Leah Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Leah Faulkner Trust.
- F3The shares are held directly by the Chad Faulkner Trust. Mr. Faulkner is the adviser of the Chad Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Chad Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Chad Faulkner Trust.
- F4Includes 7,142 shares of common stock underlying restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest at the Issuer's 2019 annual meeting of stockholders.