SEC Form 4 · accession 0000899243-17-028339
CURO Group Holdings Corp. · CURO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Gayhardt
Officer — Chief Executive Officer · Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 8, 2017 · 9:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001711291
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2017 | A | 244,285 | $0.00 | A | 244,285 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2 | $2.68 | holding | — | — | — | — | Jan 1, 2022 | Common Stock | 758,052 | 758,052 | D |
| Stock option (right to buy)F3 | $3.39 | holding | — | — | — | — | Jan 1, 2026 | Common Stock | 8,028 | 8,028 | D |
| Stock option (right to buy)F4 | $8.86 | holding | — | — | — | — | Jan 1, 2027 | Common Stock | 10,476 | 10,476 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal installments on each of December 7, 2018, 2019 and 2020.
- F2The option is immediately exercisable.
- F3The option is immediately exercisable as to 2,676 shares. The option becomes exercisable as to the remaining 5,352 shares in equal installments on each of December 31, 2017 and 2018.
- F4The option becomes exercisable in three equal annual installments beginning on December 31, 2017.
Remarks
The Power of Attorney given by Mr. Gayhardt was previously filed with the U.S. Securities & Exchange Commission on December 6, 2017, as an exhibit to a statement on Form 3 filed by Mr. Gayhardt with respect to CURO Group Holdings Corp. and is hereby incorporated by reference.