SEC Form 4 · accession 0000899243-17-028336
CURO Group Holdings Corp. · CURO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene Vin Thomas IV
Officer — See Remarks
Period of report
Dec 6, 2017
Accepted (ET)
Dec 8, 2017 · 9:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001711291
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2017 | A | 80,325 | $0.00 | A | 80,325 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2 | $6.41 | holding | — | — | — | — | Aug 28, 2024 | Common Stock | 72,000 | 72,000 | D |
| Stock option (right to buy)F3 | $3.39 | holding | — | — | — | — | Jan 1, 2026 | Common Stock | 3,780 | 3,780 | D |
| Stock option (right to buy)F4 | $8.86 | holding | — | — | — | — | Jan 1, 2027 | Common Stock | 3,276 | 3,276 | D |
| Stock option (right to buy)F5 | $8.86 | holding | — | — | — | — | Mar 15, 2027 | Common Stock | 45,000 | 45,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal installments on each of December 7, 2018, 2019 and 2020.
- F2The option is immediately exercisable as to 43,200 shares. The option becomes exercisable as to the remaining 28,800 shares in equal installments on each of August 28, 2018 and 2019.
- F3The option is immediately exercisable as to 1,260 shares. The option becomes exercisable as to the remaining 2,520 shares in equal installments on each of August 28, 2018 and 2019.
- F4The option becomes exercisable in three equal annual installments beginning December 31, 2017.
- F5The option becomes exercisable in five equal annual installments beginning March 15, 2018.
Remarks
Secretary and Chief Legal Officer The Power of Attorney given by Mr. Thomas was previously filed with the U.S. Securities & Exchange Commission on December 6, 2017, as an exhibit to a statement on Form 3 filed by Mr. Thomas with respect to CURO Group Holdings Corp. and is hereby incorporated by reference.