SEC Form 4 · accession 0000899243-17-028331
CURO Group Holdings Corp. · CURO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Baker
Officer — See Remarks
Period of report
Dec 6, 2017
Accepted (ET)
Dec 8, 2017 · 9:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001711291
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2017 | A | 117,857 | $0.00 | A | 117,857 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2 | $0.85 | holding | — | — | — | — | Jan 1, 2019 | Common Stock | 56,844 | 56,844 | D |
| Stock option (right to buy)F2 | $2.68 | holding | — | — | — | — | Sep 1, 2021 | Common Stock | 94,752 | 94,752 | D |
| Stock option (right to buy)F3 | $3.39 | holding | — | — | — | — | Jan 1, 2026 | Common Stock | 4,968 | 4,968 | D |
| Stock option (right to buy)F4 | $3.72 | holding | — | — | — | — | May 1, 2026 | Common Stock | 108,000 | 108,000 | D |
| Stock option (right to buy)F5 | $8.87 | holding | — | — | — | — | Jan 1, 2027 | Common Stock | 5,076 | 5,076 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal installments on each of December 7, 2018, 2019 and 2020.
- F2The option is immediately exercisable.
- F3The option is exercisable as to 1,656 shares. The option becomes exercisable as to the remaining 3,312 shares in equal installments on each of December 31, 2017 and 2018.
- F4The option is exercisable as to 21,600 shares. The option becomes exercisable as to the remaining 86,400 shares in equal installments on each of May 1, 2018, 2019, 2020 and 2021.
- F5The option becomes exercisable in three equal annual installments beginning on each of December 31, 2017.
Remarks
EVP and Chief Operating Officer The Power of Attorney given by Mr. Baker was previously filed with the U.S. Securities & Exchange Commission on December 6, 2017, as an exhibit to a statement on Form 3 filed by Mr. Baker with respect to CURO Group Holdings Corp. and is hereby incorporated by reference.