SEC Form 4 · accession 0001127602-18-021468
Evergy, Inc. · EVRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Forsee
Director
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001711269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Deferred Share UnitsF2,F1 | — | Jun 15, 2018 | A | 737 | A | — | — | Common Stock | 737 | 20,564 | D |
Explanation of responses
- F1Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.
- F2As disclosed by Evergy in a Current Report on Form 8-K, dated June 4, 2018, each member of Evergy's board of directors who is a former non-employee member of the Great Plains Energy Incorporated board of directors is entitled to a stock award with a value of $40,000. The award was subject to Evergy having an effective Registration Statement on Form S-8, which occurred on June 15, 2018. The number of units was determined by dividing the award by $54.25, the closing price of Evergy common stock on June 5, 2018, the date on which Evergy shares were listed on the New York Stock Exchange.