SEC Form 4 · accession 0001127602-18-020253
Evergy, Inc. · EVRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven P Busser
Officer — VP - RISK MGMT & CONTROLLER
Period of report
Jun 4, 2018
Accepted (ET)
Jun 6, 2018 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001711269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 4, 2018 | A | 7,180 | $0.00 | A | 7,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Jun 4, 2018 | A | 3,659 | A | — | — | Common Stock | 3,659 | 3,659 | D |
Explanation of responses
- F1Received in exchange for 12,005 shares of Great Plains Energy Incorporated ("Great Plains Energy") common stock in connection with that certain Amended and Restated Agreement and Plan of Merger dated as of July 9, 2017 by and among Great Plains Energy, Westar Energy, Inc., Evergy, Inc. ("Evergy") (formerly Monarch Energy Holding, Inc.), King Energy, and for certain limited purposes, GP Star, Inc. Upon closing of the merger, each outstanding share of Great Plains Energy common stock was converted into 0.5981 a share of Evergy common stock. All of the transactions reported in this Form 4 occurred simultaneously upon closing of the merger. On the effective date of the merger, the closing price of Great Plains Energy's common stock was $31.99 per share, and Evergy's common stock had not yet commenced trading on the New York Stock Exchange.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest on June 5, 2020, if the officer remains employed with the company through the vesting date.
- F3Received in exchange for 6,118 restricted stock units of Great Plains Energy. Upon closing of the merger, each restricted stock unit of Great Plains Energy was converted into 0.5981 restricted stock units of Evergy. All of the transactions reported in this Form 4 occurred simultaneously upon closing of the merger.