SEC Form 4 · accession 0001127602-18-020214

Evergy, Inc. · EVRG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1Received in exchange for 61,604 shares of Great Plains Energy Incorporated ("Great Plains Energy") common stock in connection with that certain Amended and Restated Agreement and Plan of Merger ("Merger Agreement") dated as of July 9, 2017 by and among Great Plains Energy, Westar Energy, Inc. ("Westar"), Evergy, Inc. ("Evergy"), King Energy, and for a limited purpose, GP Star, Inc. Upon closing of the merger, each outstanding share of Great Plains Energy common stock was converted into the right to receive 0.5981 a share of Evergy. On the effective date of the merger, the closing price of Great Plains Energy's common stock was $31.99 per share, and Evergy's common stock had not yet commenced trading on the New York Stock Exchange. All of the transactions reported in this Form 4 occurred simultaneously upon closing of the merger.
• F2Received in exchange for Westar common stock in connection with the Merger Agreement. Upon closing of the merger, each outstanding share of Westar common stock was converted into one share of common stock of Evergy. On the effective date of the merger, the closing price of Westar's common stock was $54.00 per share, and Evergy's common stock had not yet commenced trading on the New York Stock Exchange. All of the transactions reported in this Form 4 occurred simultaneously upon closing of the merger.