SEC Form 4 · accession 0001127602-18-020209
Evergy, Inc. · EVRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Q Chandler IV
Director
Period of report
Jun 4, 2018
Accepted (ET)
Jun 6, 2018 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001711269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 4, 2018 | A | 5,767 | — | A | 5,767 | I | Held by parental trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Deferred Share UnitsF3,F2 | — | Jun 4, 2018 | A | 91,138 | A | — | — | Common Stock | 91,138 | 91,138 | D |
Explanation of responses
- F1Received in exchange for shares of Westar Energy, Inc. ("Westar") common stock in connection with that certain Amended and Restated Agreement and Plan of Merger dated as of July 9, 2017 by and among Great Plains Energy Incorporated, Westar, Evergy, Inc. ("Evergy") (formerly Monarch Energy Holding, Inc.), King Energy, and for certain limited purposes, GP Star, Inc. Upon closing of the merger, each outstanding share of Westar common stock was converted into one share of common stock of Evergy. On the effective date of the merger, the closing price of Westar's common stock was $54.00 per share, and Evergy's common stock had not yet commenced trading on the New York Stock Exchange. All of the transactions reported in this Form 4 occurred simultaneously upon closing of the merger.
- F2Director Deferred Share Units represent the right to receive one share of Evergy common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.
- F3Received in exchange for director deferred share units and shares acquired through the reinvestment of deferred dividend equivalents of Westar. Upon closing of the merger, each director deferred share unit and shares acquired through the reinvestment of deferred dividend equivalents of Westar common stock was converted into one director deferred share unit of Evergy. All of the transactions reported in this Form 4 occurred simultaneously upon closing of the merger.