SEC Form 4 · accession 0001209191-18-043822
Switch, Inc. · SWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rob Roy
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jul 20, 2018
Accepted (ET)
Jul 24, 2018 · 8:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 20, 2018 | A | 4 | — | A | 95,362 | D | |
| Class A Common StockF2 | Jul 20, 2018 | F | 501 | $13.41 | D | 94,861 | D | |
| Class C Common StockF3 | holding | — | — | — | 35,185,252 | I | By LLC | |
| Class C Common Stock | holding | — | — | — | 7,759,395 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class A Common Stock delivered in settlement of dividend equivalent rights awarded in connection with restricted stock units owned by the reporting person (previously reported) that accrue in cash and are settled in shares, proportionately, upon the vesting of the restricted stock units.
- F2Represents shares withheld to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- F3Held by affiliated entity; Mr. Roy and his spouse have voting and dispositive control over, and full pecuniary interests in, these shares.