SEC Form 4 · accession 0001209191-18-012429
Switch, Inc. · SWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Erin Thomas Morton
Officer — President and General Counsel · 10% Owner
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Feb 20, 2018 | A | 66,900 | $0.00 | A | 366,900 | D | |
| CLASS A COMMON STOCKF2 | Feb 20, 2018 | F | 24,119 | $15.46 | D | 342,781 | D | |
| CLASS B COMMON STOCK | holding | — | — | — | 527,914 | D | ||
| CLASS B COMMON STOCKF3 | holding | — | — | — | 3,322,527 | I | BY LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted on February 20, 2018. The RSUs vested in full on the grant date.
- F2Represents shares withheld to satisfy the Reporting Person's tax withholding obligation upon the vesting of RSUs.
- F3Held by an affiliated company of Mr. Morton; Mr. Morton has voting and dispositive control over, and full pecuniary interests in, these shares.