SEC Form 3 · accession 0000899243-18-002110
Blackstone / GSO Floating Rate Enhanced Income Fund · BGFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hamilton E James
10% Owner
Period of report
Jan 18, 2018
Accepted (ET)
Jan 26, 2018 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Institutional Class I Common Shares | holding | — | — | — | 800,000 | D | ||
| Institutional Class I Common SharesF1 | holding | — | — | — | 200,000 | I | Held by Trust | |
| Institutional Class I Common SharesF1 | holding | — | — | — | 200,000 | I | Held by Trust | |
| Institutional Class I Common SharesF1 | holding | — | — | — | 200,000 | I | Held by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are held by three trusts for the benefit of certain members of the Reporting Person's family, and for which the Reporting Person serves as investment trustee.
Remarks
The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the Reporting Person states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.