SEC Form 3 · accession 0000899243-18-000148
Blackstone / GSO Floating Rate Enhanced Income Fund · BGFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Stephen A Schwarzman
10% Owner · Other
GSO CAPITAL PARTNERS LP
10% Owner · Other
Blackstone Group L.P.
10% Owner · Other
J Albert Smith III
10% Owner · Other
Bennett J Goodman
10% Owner · Other
Blackstone Group Management L.L.C.
10% Owner · Other
GSO Advisor Holdings L.L.C.
10% Owner · Other
Blackstone Holdings I L.P.
10% Owner · Other
Blackstone Holdings I/II GP Inc
10% Owner · Other
GSO / Blackstone Debt Funds Management LLC
10% Owner · Other
Period of report
Jan 2, 2018
Accepted (ET)
Jan 2, 2018 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class I Common SharesF1,F2,F3,F4 | holding | — | — | — | 4,000 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects securities held directly by GSO / Blackstone Debt Funds Management LLC.
- F2GSO Capital Partners LP is the managing member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities beneficially owned by GSO Capital Partners LP.
- F3Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
- F4Each of the Reporting Persons (other than GSO / Blackstone Debt Funds Management LLC to the extent it directly holds securities of the Issuer), disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than GSO / Blackstone Debt Funds Management LLC to the extent it directly holds securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Remarks
Exhibit 24.1 - Power of Attorney - Bennett J. Goodman Exhibit 24.2 - Power of Attorney - J. Albert Smith III