SEC Form 4 · accession 0000899243-19-002811
Core Natural Resources, Inc. · CNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Brock
Officer — Chief Executive Officer · Director
Period of report
Feb 4, 2019
Accepted (ET)
Feb 6, 2019 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Feb 4, 2019 | A | 48,642 | $0.00 | A | 127,695 | D | |
| Common stock, par value $0.01 per shareF2 | Feb 4, 2019 | F | 22,304 | $35.30 | D | 105,391 | D | |
| Common stock, par value $0.01 per shareF3,F4 | Feb 6, 2019 | F | 4,390 | $34.72 | D | 101,001 | D | |
| Common stock, par value $0.01 per share | holding | — | — | — | 3,740 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the 2016 Long Term Incentive Program for the 2018 performance period (19,920 shares) and (b) the 2018 Long Term Incentive Program for the 2018 performance period (28,722 shares).
- F2Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.
- F3Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.
- F4Of the 101,001 shares reported as directly held, 35,917 are restricted stock units (including dividend equivalent rights).